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Circular Corner
Latest circulars released across BFSI segment
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About RAIN
Registrars Association of India, or RAIN as it is more popularly known, was founded in 1991. The basic aim was that RAIN should be the representative body of Securities' Registrars Share Transfer Agents in India. With the full activation of the Securities Exchange Board of India (SEBI), especially with reference to registration of securities' market intermediaries, it was time for the registry industry to redefine service standards, and follow good business ethics. RAIN became the forum, through which common issues facing the industry were addressed.

The era of paperless trading started in India with the setting up of the Depository in late 1996, and the entire share registry and IPO processes underwent a paradigm change. RAIN, with the active participation of its members, contributed immensely to the smooth and successful switchover to paperless trading and electronic shareholding.

Today, Registrars in India, play a vital role in the areas of IPOs, corporate actions, investor servicing and compliance facilitation. It would be proper to say that the bulk of the transaction processing involved in the above areas is in the domain of the registrars. The process is highly IT-driven, and involves processing a large volume of transactions with near-zero error levels. All this has enabled RAIN’s members to offer services in the securities transaction processing area to cross-border business associates.

RAIN provides the one-point interface for its members with the regulator - Securities and Exchange Board of India (SEBI), the Depositories ( National Securities Depository Ltd. (NSDL) & Central Depositories Services (India) Ltd. (CDSL)), and the two leading stock exchanges of India (NSE & BSE).

RAIN looks forward to expanding the horizons of the registry business. The tasks ahead for RAIN are in the areas of :

                  - Issuing Standard Operating Procedures in the Indian context

                  - Training & certification for industry personnel

                  - Identifying services for the international community

                  - Redefining infrastructure especially the IT infrastructure

Keep visiting this site for regular updates and insights into registry-related issues in India.

 
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Training on New IPO process @ Matoshree , Mumbai on 10th June, 2010

16 Safaris' in South Africa  

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Welcome to RAIN
 
Weekly Newsletter from the Chairman's Desk.
 
Volume 3 - 15.05.2012
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Top Stories
 
Review of Regulatory Compliance and Periodic Reporting
Deferred Payment Protocols dated April 30, 1981 and December 23, 1985 between Government of India and erstwhile USSR
Review of Service Charges for Cheque Collection – Outstation and Speed Clearing
Know Your Customer (KYC) guidelines – Accounts of Proprietary Concerns
Revised Kisan Credit Card (KCC) Scheme
Implementation of Section 51-A of UAPA, 1967 Updates of the UNSCR 1267 (1999) and 1989 (2011) Committee's Al-Qaida Sanctions List
Acceptance of Public Deposits Directions, 1998 –Eligible Credit Rating Agencies-Rating of Fixed Deposits by Brickwork Ratings Pvt Ltd (Brickwork)
Prudential Norms Directions, 2007 - Infrastructure Finance Companies - Eligible Credit Rating Agencies - Brickwork Ratings India Pvt. Ltd. (Brickwork)
Core Investment Companies (Reserve Bank) Directions, 2011 – Clarification on CICs Issuing Guarantees
Implementation of Section 51-A of UAPA, 1967 Updates of the UNSCR 1267(1999) / 1989(2011) Committee's Al Qaida Sanctions List
Guidelines for clearing of cheques where there is no formal clearing house
Risk Management and Inter Bank Dealings
Exchange Earner's Foreign Currency (EEFC) Account
Implementation of Section 51-A of UAPA, 1967 - Updates of the UNSCR 1267 (1999) and 1989 (2011) Committee's Al Qaida Sanctions List
Exim Bank's Line of Credit of USD 13 million to the Government of the Republic of Mozambique
Implementation of Section 51-A of UAPA, 1967 Updates of the UNSCR 1267(1999) / 1989(2011) Committee's Al Qaida Sanctions List
Transfer of Borrowal Accounts from One Bank to Another
Detection and Reporting Mechanism of Counterfeit Notes – Monetary Policy Statement 2012-13
Risk Management and Inter Bank Dealings
Foreign Direct Investment (FDI) in India - Issue of equity shares under the FDI scheme allowed under the Government route
Foreign investment in Commodity Exchanges and NBFC Sector - Amendment to the Foreign Direct Investment (FDI) Scheme
Interest Rates on FCNR (B) Deposits
Interest Rates on FCNR(B) Deposits
Transfer of Funds from Non-Resident Ordinary (NRO) account to Non- Resident External (NRE) Account
Release of Foreign Exchange for Miscellaneous Remittances
Implementation of Section 51-A of UAPA, 1967 Updates of the UNSCR 1267(1999) / 1989(2011) Committee's Al Qaida Sanctions List
External Commercial Borrowings (ECB) Policy - Utilization of ECB proceeds for Rupee expenditure
Revisions to the Guidelines on Securitisation Transactions
2012-0054-Policy-Annexure B -DP
2012-0054-Policy-Annexure A -DP
2012-0054-Policy-Orders dated February 27, 2012 issued by the Hon’ble High Court of Judicature at Bombay against Petitioners; Mr. Subramani Gopalkrishnan and Mr. Talluri Sren_SIGNED -DP
16 Circular for Amendments to Bye Laws in Track changes mode -Issuers & RTAs
16 Circular for Amendments to Bye Laws -Issuers & RTAs
Exim Bank's Line of Credit of USD 70 million to the Government of the Republic of Congo
Exim Bank's Line of Credit of USD 382.37 million to the Government of the Democratic Socialist Republic of Sri Lanka
Deregulation of Interest Rates on Export Credit in Foreign Currency
2012-0053-Policy-Annexure - Track change -DP
2012-0053-Policy-Amendments to Bye Laws of NSDL_SIGNED -DP
Implementation of Section 51-A of UAPA, 1967 - Updates of the UNSCR 1267 (1999) /1989(2011) Committee's Al Qaida Sanctions List
Filing Offer Documents under SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009
Exim Bank's Line of Credit of USD 80 million to the Government of the Republic of Burundi
Guidelines on Implementation of Basel III Capital Regulations in India
Districts unrepresented in India by NL Insurers - General Insurance
Priority Sector Lending-Indirect Finance to Housing Sector
Intra-bank Deposit Accounts Portability
Auction calendar for allocation of FII debt limit
Monetary Policy Statement 2012-13 - Exposure to Housing, Real Estate and Commercial Real Estate - Primary (Urban) Co-operative Banks
Bank Rate
Priority Sector Lending-Indirect Finance to Housing Sector
2012-0050-Policy - Annexure A- DP
2012-0050-Policy-One Day training programme for Participants followed by NISM-Series VI- Depository Operations Certification Examination (DOCE)_SIGNED -DP
External Commercial Borrowings (ECB) for Civil Aviation Sector
Guidelines on Credit Default Swaps (CDS) for Corporate Bonds-Permitting All India Financial Institutions
Establishment of Connectivity with both depositories NSDL and CDSL ? Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement
Printing of MICR Code and IFSC Code on Passbook/Statement of Account
Bank Rate
Exim Bank's Line of Credit of USD 15 million to the Government of the Republic of Togo
External Commercial Borrowings (ECB) Policy – Liberalisation and Rationalisation
Anti-Money Laundering (AML)/Combating of Financing of Terrorism (CFT) – Standards – Primary (Urban) Co-operative Banks
Implementation of Section 51-A of UAPA, 1967 - Updates of the UNSCR 1267 (1999) and 1989 (2011) Committee's Al Qaida Sanctions List
Bank Rate
2012-0047-Policy-Annexure 3 - DP
2012-0047-Policy-Annexure 2 - DP
2012-0047-Policy-Annexure 1
2012-0047-Policy-Internal and Concurrent Audit for Depository Operations_SIGNED - DP
15 Circular for Amendments to Business Rules in Track changes mode - Issuers & RTAs
15 Circular for Amendment to Business Rules - Issuers & RTAs
Grant of ‘Certificate of Registration’ – For carrying on the business of Credit Information – Credit Information Bureau (India) Limited
Know Your Customer (KYC) Guidelines - Accounts of Proprietary Concerns
Authorised Dealer Category II – Permission for additional activity and opening of Nostro account
ECS (Debit) mandate management procedure by the banks – adherence to Procedural Guidelines
Implementation of Section 51-A of UAPA, 1967 Updates of the UNSCR 1267 (1999) and 1989 (2011) Committee's Al-Qaida Sanctions List
Section 24 of the Banking Regulation Act, 1949 – Maintenance of Statutory Liquidity Ratio (SLR) – Marginal Standing Facility (MSF)
Liquidity Adjustment Facility – Repo and Reverse Repo and Marginal Standing Facility Rates
Standing Liquidity Facilities for Banks and Primary Dealers
Know your Customer (KYC) Guidelines - Accounts of Proprietary Concerns
Anti-Money Laundering (AML) / Combating the Financing of Terrorism (CFT) Standards - Money changing activities
Anti-Money Laundering (AML) / Combating the Financing of Terrorism (CFT) Standards - Money changing activities
Anti-Money Laundering (AML) / Combating the Financing of Terrorism (CFT) Standards - Cross Border Inward Remittance under Money Transfer Service Scheme
2012-0045 -Policy-FATF public statement dated Februaryr 16 2012 against FATF identified jurisdictions that have strategic AML- CFT deficiencies_SIGNED - DP
2012-0045 -Policy--Improving Global AMLCFT Compliance update on-going Process-16 February 2012 - DP
2012-0045 -Policy-FATF Public Statement - 16 February 2012 - DP
2012-0046 -Policy- PAN requirement for foreign nationals directors of FIIs_SIGNED - DP
2012-0043-Policy-SEBI Circular - DP
2012-0043-Policy-SEBI Circular on Uploading of the existing clients’ KYC details in the KYC Registration Agency (KRA) system by the intermediaries_SIGNED - DP
2012-0044-Policy-Amendments to Business Rules in Track changes mode - DP
2012-0044-Policy-Amendment to Business Rules_SIGNED
Implementation of Section 51-A of UAPA, 1967- Updates of the UNSCR 1267 (1999)/1989 (2011) Committee's Al-Qaida Sanctions List
Implementation of Section 51-A of UAPA, 1967 Updates of the UNSCR 1267(1999) / 1989(2011) Committee's Al Qaida Sanctions List
Amendments to the Equity Listing Agreement-Formats for Disclosure of Financial Results
Processing of investor complaints against companies applying for listing of debt securities in SEBI SCORES system
elines for Business Continuity Plan (BCP) and Disaster Recovery (DR)
Uploading of the existing clients’ KYC details in the KYC Registration Agency (KRA) system by the intermediaries
Processing of investor complaints against listed companies in SEBI Complaints Redress System (SCORES): Intimation to Stock Exchanges
National Electronic Funds Transfer (NEFT) - Acceptance of NEFT inward for credit to Loan Accounts
Annual Financial Inspection - Priority Sector Loans - Misclassification by Banks
Implementation of Section 51-A of UAPA, 1967 Updates of the UNSCR 1267(1999) / 1989(2011) Committee's Al Qaida Sanctions List
Prudential Guidelines on Capital Adequacy and Market Discipline- New Capital Adequacy Framework (NCAF) - Eligible Credit Rating Agencies - Brickwork Ratings India Pvt. Ltd. (Brickwork)
Expenses of Management (EOM) under section 40B of the Insurance Act, 1938 - Life Insurance
Allocation of debt limits to FIIs
Anti- Money Laundering (AML) / Combating of Financing of Terrorism (CFT) - Standards
Implementation of Section 51-A of UAPA, 1967 - Updates of the UNSCR 1267 (1999) and 1989 (2011) Committee's Al Qaida Sanctions List
Exim Bank's Line of Credit of USD 150 million to the Ecowas Bank for Investment and Development (EBID)
Deferred Payment Protocols dated April 30, 1981 and December 23, 1985 between Government of India and erstwhile USSR
Relief and Savings bonds-Compensation structure for delay in payment of interest and/or principal
14 Circular for List of extension numbers and email addresses of NSDL officials - Issuers & RTAs
Access criteria for payment systems – sub-membership to centralised payment systems
2012-0041-Policy-NSDL training at Guwahati_SIGNED - DP
2012-0041-Policy-Annexure -NSDL training at Guwahati - DP
Implementation of Section 51-A of UAPA, 1967-Updates of the UNSCR 1988 (2011) Sanctions List
Implementation of Section 51-A of UAPA, 1967 -Updates of the UNSCR 1267 (1999) /1989( 2011) Committee's Al Qaida Sanctions List
Anti-Money Laundering (AML)/Combating of Financing of Terrorism (CFT) - Standards
Authorised Dealer Category II – Permission for additional activity and opening of Nostro account
Public Provident Fund Scheme, 1968 (PPF, 1968) and Senior Citizens Savings Scheme, 2004 (SCSS, 2004) - Revision of interest rates
Data on import of Gold – Statements – Modification
Overseas Direct Investments – Liberalisation / Rationalisation
Use of International Debit Cards/Store Value Cards/Charge Cards/Smart Cards by Resident Indians while on a visit outside India
NAV-Decleration as on 31-Mar-2012 - Life Insurance
Declaration of Bonus under Section 49 of the Insurance Act, 1938 - Life Insurance
Broad Guidelines on Algorithmic Trading
Discounting of Bills by UCBs – Restricted Letters of Credit (LC)
External Commercial Borrowings (ECB) Policy – Review of all-in-cost ceiling
Trade Credits for Imports into India – Review of all-in-cost ceiling
Interest Rates on Export Credit in Foreign Currency
Exemptions from 100% promoter(s) holding in demat form
Review of Regulatory Compliance and Periodic Reporting
Discontinuation of Supplying Printed GR forms by Reserve Bank
SLBC website – Standardisation of information/data
Overseas Direct Investments by Indian Party – Rationalisation
Overseas Investments by Resident Individuals – Liberalisation / Rationalisation
Circular on Mutual Funds
Guidelines issued under Section 36(1) (a) of the Banking Regulation Act, 1949 (AACS) - Implementation of the provisions of Foreign Contribution (Regulation) Act, 2010
13 Circular for fee on transactions in mutual fund units in the depository system - Issuers & RTAs
12 Circular for Service Tax - Issuers & RTAs
Daily decleration of NAV - regarding - Life Insurance
The Banking Companies (Nomination) Rules, 1985 – Clarifications
Guidelines on Fair Practices Code for NBFCs
Implementation of Section 51-A of UAPA, 1967-Updates of the UNSCR 1267 (1999) /2989 (2011) Committee's Al Qaida Sanctions List
Guidelines issued under Section 36(1) (a) of the Banking Regulation Act, 1949 (AACS) - Implementation of the provisions of Foreign Contribution (Regulation) Act, 2010
Implementation of Section 51-A of UAPA, 1967 Updates of the UNSCR 1267 (1999) and 1989 (2011) Committee's Al-Qaida Sanctions List
Foreign Exchange Management (Deposit) Regulations, 2000 – Credit to Non Resident (External) Rupee / Foreign Currency Non-Resident (Bank) Account
Know Your Customer (KYC) norms/Anti-Money Laundering (AML) standards/Combating of Financing of Terrorism (CFT)/Obligation of banks under Prevention of Money Laundering Act (PMLA), 2002- Assessment and Monitoring of Risk
Lending Against Security of Single Product – Gold Jewellery
Non Banking Financial Company-Micro Finance Institutions' (NBFC-MFIs) - Provisioning Norms- Extension of time
Investment in Indian Venture Capital Undertakings and /or domestic Venture Capital Funds by SEBI registered Foreign Venture Capital Investors
Clarification - Prior intimation to the Reserve Bank of India for raising the aggregate Foreign Institutional Investors / Non-Resident Indian limits for investments under the Portfolio Investment Scheme
Implementation of Section 51-A of UAPA, 1967 Updates of the UNSCR 1267(1999) / 1989(2011) Committee's Al Qaida Sanctions List
Rates of Interest - RIDF and other funds
Bank Rate
Non- Reckoning Fixed Deposits with Banks as Financial Assets
Implementation of Section 51-A of UAPA, 1967- Splitting of UNSC 1267 Committee's list of individuals and entities linked to Al-Qaida and Taliban
Access Criteria for Payment Systems-Membership to Clearing Houses operating Decentralised Payment Systems
Implementation of Section 51-A of UAPA, 1967 Updates of the UNSCR 1267(1999) / 1989(2011) Committee's Al Qaida Sanctions List
Implementation of UNSCR 1929 (2010) on Non-proliferation –Government of India Order of November 04, 2011
Anti-Money Laundering (AML)/Combating of Financing of Terrorism (CFT) - Standards
Anti-Money Laundering (AML)/Combating of Financing of Terrorism (CFT) - Standards
Deferred Payment Protocols dated April 30, 1981 and December 23, 1985 between Government of India and erstwhile USSR
Opening of Diamond Dollar Accounts (DDAs) – Change in periodicity of the reporting
Allocation of debt limits in corporate debt old and Government Debt long term category to FIIs
Section 42(1) of the Reserve Bank of India Act, 1934 - Maintenance of CRR
Implementation of Section 51-A of UAPA, 1967 - Updates of the UNSCR 1267 (1999)/1989 (2011) Committee's Al-Qaida Sanctions List
10 Circular Facility of option to Beneficial Owner for No download of email ID to Issuer RTA - Issuers & RTAs
Implementation of Section 51-A of UAPA, 1967 Updates of the UNSCR 1267(1999) / 1989(2011) Committee's Al Qaida Sanctions List
Reporting Platform for OTC Foreign Exchange and Interest Rate Derivatives
Section 42(1) of the Reserve Bank of India Act, 1934 - Maintenance of CRR
Section 42(1) of the Reserve Bank of India Act, 1934 - Maintenance of CRR
Bank Rate
Clarification - Liberalised Remittance Scheme for Resident Individuals
Convergence of Indian Accounting Standards with International Financial Reporting Standards – Urban Co-operative Banks
Grant of ‘Certificate of Registration’ – For carrying on the business of Credit Information – Credit Information Bureau (India) Limited
Grievance Redressal Mechanism in Banks – Display of Names of Nodal Officers
Clearing and Settlement of OTC trades in Commercial Paper (CPs) & Certificates of Deposit (CDs
Know Your Customer (KYC) norms/Anti-Money Laundering (AML) standards/Combating of Financing of Terrorism (CFT)/Obligation of banks under Prevention of Money Laundering Act (PMLA), 2002- Assessment and Monitoring of Risk
Settlement of OTC transactions in Certificates of Deposit (CDs) and Commercial Papers (CPs)
Convergence of Indian Accounting Standards with International Financial Reporting Standards – Urban Co-operative Banks
Data submitted on Bancassurance channel and as required under Section 31B - General Insurance
Data submitted on Bancassurance channel and as required under Section 31B
Monitoring of frauds
Financial Inclusion by Extension of Banking Services - Use of Business Correspondents (BCs)
Supervisory Action Framework for Urban Cooperative Banks (UCBs)
Implementation of Section 51-A of UAPA, 1967 - Updates of the UNSCR 1267 (1999) and 1989 (2011) Committee's Al Qaida Sanctions List
Guidelines for Credit Rating Agencies
09 Circular for Sun Outage - March 4, 2012 till March 18, 2012 - Issuers & RTAs
Foreign Institutional Investor (FII) investment in ‘to be listed’ debt securities
Assignment of Lead Bank responsibility- Newly formed district of Prabudh Nagar in the State of Uttar Pradesh
Clarification - Establishment of Branch Offices (BO) / Liaison Offices (LO) in India by Foreign Entities – Delegation of Powers
Implementation of Section 51-A of UAPA, 1967- Splitting of UNSC 1267 Committee's list of individuals and entities linked to Al-Qaida and Taliban
Compilation of R-Returns: Reporting under FETERS
External Commercial Borrowings (ECB) for Infrastructure facilities within National Manufacturing Investment Zone (NMIZ)
Know Your Customer (KYC) norms / Anti-Money Laundering (AML) standards / Combating the Financing of Terrorism (CFT) / Obligation of Authorised Persons under Prevention of Money Laundering Act (PMLA), 2002, as amended by Prevention of Money Laundering
Know Your Customer (KYC) norms / Anti-Money Laundering (AML) standards / Combating the Financing of Terrorism (CFT) / Obligation of Authorised Persons under Prevention of Money Laundering Act (PMLA), 2002, as amended by Prevention of Money Laundering
Assignment of Lead Bank responsibility- Newly formed district of Bhim Nagar in the State of Uttar Pradesh
Circular for Mutual Funds(2)
Circular on Mutual Funds(1)
Anti-Money Laundering (AML)/Combating of Financing of Terrorism (CFT) – Standards – Primary (Urban) Co-operative Banks
Import of Gold on Loan Basis - Tenor of Loan and Opening of Stand - By Letter of Credit
Implementation of Section 51-A of UAPA, 1967 Updates of the UNSCR 1267 (1999) and 1989 (2011) Committee's Al-Qaida Sanctions List
Offer For Sale of Shares by Promoters through the Stock Exchange Mechanism -Clarification
Submission of Credit Information to Credit Information Companies – Defaulters of ` 1 crore and above and Willful Defaulters of ` 25 lakhs and above- Dissemination of Credit information of suit-filed accounts
Implementation of Section 51-A of UAPA, 1967 Updates of the UNSCR 1267(1999) / 1989(2011) Committee's Al Qaida Sanctions List
2012-0010-Policy-FATF Public Statement - 28 October 2011 - DP
Offer For Sale of Shares by Promoters through the Stock Exchange Mechanism
Implementation of Section 51-A of UAPA, 1967 Updates of the UNSCR 1988 (2011) Sanctions List
Formation of new district – Panchsheel Nagar in the State of Uttar Pradesh Assignment of Lead Bank responsibility
Standardized lot size for SME Exchange/Platform
Export of Goods and Services - Receipt of advance payment for export of goods Involving shipment (manufacture and ship) beyond one year
Release of Foreign Exchange for Imports – Further Liberalisation
Implementation of Section 51-A of UAPA, 1967 Updates of the UNSCR 1988 (2011) Sanctions List
Lead Bank Scheme – Participation of Public Representatives like MPs/MLAs/Zilla Panchayat Chiefs in District Level Review Committees (DLRC)
Implementation of Section 51-A of UAPA, 1967 - Updates of the UNSCR 1267 (1999) and 1989 (2011) Committee's Al Qaida Sanctions List
Allocation of Corporate debt long term category to FIIs
Anti-Money Laundering (AML) standards/Combating the Financing of Terrorism (CFT) Standards - Money changing activities
Anti-Money Laundering (AML) standards/Combating the Financing of Terrorism (CFT) Standards - Cross Border Inward Remittance under Money Transfer Service Scheme
Clarification - Purchase of Immovable Property in India – Reporting requirement
Export of Goods and Services- Simplification and Revision of Softex Procedure
Investor Grievance Redressal Mechanism at Stock Exchanges
2012-0021-Policy-Demat option for Mutual Fund units through Systematic Investment Plan (SIP) _SIGNED - DP
Bank Rate
2012-0018-Policy-Master Circular - Version 4.0-February 2012 -DP
2012-0018-Policy-Master Circular on Account Opening - Version 4 0_SIGNED -DP
Clarification - Establishment of Project Offices in India by Foreign Entities – General Permission
Unclaimed Deposits / Inoperative Accounts in Banks - Display List of Inoperative Accounts
Anti- Money Laundering (AML) / Combating of Financing of Terrorism (CFT)- Standards
Guidelines issued under Section 36(1) (a) of the Banking Regulation Act, 1949 - Banking Regulation Act, 1949 (As Applicable to Co-operative Societies) Implementation of the provisions of Foreign Contribution (Regulation) Act, 2010
Guidelines in respect of the disclosures to be made in the Letter of offer in respect of Buy-back of securities in terms of SEBI (Buy-back of Securities) Regulations, 1998 and Format of Standard letter of offer.
07 Circular - Track Changes - Amendment to Business Rules -Issuers & RTAs
Amendments to the Equity Listing Agreement
07 Circular for Amendment to Business Rules -Issuers & RTAs
Unclaimed Deposits/ Inoperative Accounts in Banks - Display list of Inoperative Accounts
External Commercial Borrowings – Simplification of procedure
Deregulation of Savings Bank Deposit Interest Rate – Clarification
Secondary market transactions in Government Securities - Short Selling
Transactions in Government Securities
Guidelines issued under Section 36(1)(a) of the Banking Regulation Act, 1949 - Implementation of the provisions of Foreign Contribution (Regulation) Act, 2010
Housing Loans by Commercial Banks – Loan to Value (LTV) Ratio
Inclusion in the Second Schedule to the Reserve Bank of India Act, 1934 Industrial and Commercial Bank of China Limited
Grant of Loans and Advances and Award of Contracts to Directors of Banks and their Relatives
Second Quarter Review of Monetary Policy 2011-12 – Unhedged Foreign Currency Exposure of Corporates
Discussion paper on Tying/Bundling in Insurance-General
Discussion paper on Tying/Bundling in Insurance-Life
Offer For Sale of Shares by Promoters through the Stock Exchange Mechanism
Deferred Payment Protocols dated April 30, 1981 and December 23, 1985 between Government of India and erstwhile USSR
Implementation of Section 51-A of UAPA, 1967 - Updates of UNSCR 1267 (1999) and 1989 (2011) Committee's Al-Qaida Sanctions List
Implementation of Section 51-A of UAPA, 1967 Updates of the UNSCR 1267(1999) / 1989(2011) Committee's Al Qaida Sanctions List
Master Circular on Memorandum of Instructions governing money changing activities
Government Agency Business Arrangement – Appointment of Private Sector Banks as Agency Banks of Reserve Bank of India (RBI)
Memorandum of Instructions governing money changing activities
Memorandum of Instructions for Opening and Maintenance of Rupee / Foreign Currency Vostro Accounts of Non-resident Exchange Houses
Deregulation of Savings Bank Deposit Interest Rate - Guidelines
06 Circular for change in contact details -Issuers & RTAs
AML/CFT guidelines-General
AML/CFT guidelines-Life
Section 42(1) of the Reserve Bank of India Act, 1934 - Maintenance of CRR
Additional Repo Operations under Liquidity Adjustment Facility (LAF) on Reporting Fridays
2012-0015-Policy-e-Voting System_SIGNED - DP
2012-0012-Policy-SEBI Circular - DP
External Commercial Borrowings – Simplification of procedure
External Commercial Borrowings (ECB) Policy – Infrastructure Finance Companies (IFCs)
Section 42(1) of Reserve Bank of India Act, 1934 – Maintenance of Cash Reserve Ratio (CRR)
Deregulation of Savings Bank Deposit Interest Rate - Guidelines
Deregulation of Savings Bank Deposit Interest Rate - Guidelines
Section 42(1) of Reserve Bank of India Act, 1934 – Maintenance of Cash Reserve Ratio (CRR)
Asset-Liability management and Stress testing - General Insurance
Asset-Liability management and Stress testing - Reinsurance
Eligibility criteria for qualified depository participant
2012-0012-Policy-SEBI Circular on revised eligibility criteria to act as qualified Depository Participants _SIGNED - DP
Implementation of Section 51-A of UAPA, 1967 - Updates of the UNSCR 1267 (1999) and 1989 (2011) Committee's Al Qaida Sanctions List
Section 42(1) of the Reserve Bank of India Act, 1934 - Maintenance of CRR
Implementation of the UNSCR 1929 (2010) on Non-proliferation Government of India Order of November 04, 2011
Implementation of Section 51-A of UAPA, 1967 - Updates of the UNSCR 1267 (1999) and 1989 (2011) Committee's Al Qaida Sanctions List
FATF identified jurisdictions that have strategic AML- CFT deficiencies_SIGNED - DP
Implementation of Section 51-A of UAPA, 1967- Splitting of UNSC 1267 Committee's list of individuals and entities linked to Al-Qaida and Taliban
Trade controls in Normal Trading Session for Initial Public Offering (IPO) and other category of scrips
Call Auction in Pre-open session for Initial Public Offering (IPO) and other category of scrips
Composition of arbitration committee
Investor Grievance Redressal Mechanism at Stock Exchanges
Master Circular on External Commercial Borrowings and Trade Credits
Master Circular on Compounding of Contraventions under FEMA, 1999
Implementation of UNSCR 1929(2010) on Non-proliferation Government of India Order of November 04, 2011
Clarification on regulation of interest rates for Small Savings Schemes
Implementation of Section 51-A of UAPA, 1967 - Updates of the UNSCR 1988 (2011) Sanctions List
05 Circular for e-Voting System (Issuers & RTAs)
Implementation of Section 51-A of UAPA, 1967 - Splitting of UNSC 1267 Committee's list of individuals and entities linked to Al-Qaida and Taliban
Implementation of Section 51-A of UAPA, 1967 - Updates of the UNSCR 1988 (2011) Sanctions List
Implementation of Section 51-A of UAPA, 1967 Updates of the UNSCR 1988(2011) Sanctions List
Risk Management and Inter-Bank Dealings - Commodity Hedging
Anti-Money Laundering (AML)/Combating of Financing of Terrorism (CFT) - Standards
Anti-Money Laundering (AML) / Combating of Financing of Terrorism (CFT) - Standards
2012-0008-Policy-SEBI Circular dated January 13, 2012 - Investment by Qualified Foreign Investors (QFI) in Indian equity shares (DP)
2012-0008-Policy-SEBI Circular on Investment by Qualified Foreign Investors (QFI) in Indian equity shares _SIGNED.pdf (DP)
03 SEBI grants certificate of registration as a KYC Registration Agency (KRA) to NSDL Database Management Limited (NDML) (Issuers & RTAs)
2012-0007- Policy-SEBI grants certificate of registration as a KYC Registration Agency (KRA) to NDML Database Management Limited (NDML)_SIGNED (DP)
Investment by Qualified Foreign Investors (QFI) in Indian equity shares
(I) Scheme for Investment by Qualified Foreign Investors in equity shares (II) Scheme for Investment by Qualified Foreign Investors in Rupee Denominated Units of Domestic Mutual Funds – Revision
Foreign investment in Single – Brand Retail Trading Amendment to the Foreign Direct Investment (FDI) Scheme
Guidelines on Compensation of Whole Time Directors / Chief Executive Officers / Risk takers and Control function staff, etc
Foreign Exchange Management Act, 1999 – Export of Goods and Services - Forwarder’s Cargo Receipt
Anti-Money Laundering (AML)/Combating of Financing of Terrorism (CFT) - Standards
Disclosure of Track Record of the public issues managed by Merchant Bankers
Union Budget – 2011-12 – Interest Subvention Scheme – 2 per cent interest subvention and 3 per cent additional subvention for short-term crop loans in 2011-12
02 Circular for NSDLs email facility - Password policy - Issuers & RTAs
Implementation of Section 51-A of UAPA, 1967- Updates of UNSCR 1267 (1999) and 1989 (2011) Committee's Al-Qaida Sanctions List
Implementation of Section 51-A of UPA, 1967 Updates of the UNSCR 1267 (1999) and 1989 (2011) Committee's Al Qaida Sanctions List
External Commercial Borrowings (ECB)
Payment of Penal Interest for delayed credit/refunds of NEFT transactions and efficient functioning of Customer Facilitation Centres
Clarifications on Guidelines for Pension Products issued on 8th November 20
Clarifications on Guidelines for Pension Products issued on 8th November 20 - General Insurance
Providing Positive Confirmation to the Originator – Non-adherence to RBI Instructions
Asset Liability Management and Stress testing - General Insurance
Asset Liability Management and Stress testing
Issue of Acknowledgement of Loan Applications to MSME borrowers
Implementation of Section 51-A of UAPA, 1967 - Splitting of UNSC 1267 Committee's list of individuals and entities linked to Al-Qaida and Taliban
Implementation of Section 51-A of UAPA, 1967 Updates of the UNSCR 1267(1999) and 1989( 2011) Committee's Al Qaida Sanctions List
Changes in Re-investment period of FII Debt Limit
Negotiated Dealing System (NDS) – Order Matching (OM) – Grant of membership to UCBs
01 Circular for Transfer of securities under suspended ISINlock-in securities where account is frozen due to account closure - Issuers & RTAs
Implementation of Section 51-A of UAPA, 1967-Splitting of UNSC 1267 Committee's list of individuals and entities linked to Al-Qaida and Taliban
Know Your Customer (KYC) norms/Anti-Money Laundering (AML) standards/Combating of Financing of Terrorism (CFT)/Obligation of banks under Prevention of Money Laundering Act (PMLA), 2002- Assessment and Monitoring of Risk
Implementation of Section 51-A of UAPA, 1967 - Splitting of UNSC 1267 Committee's list of individuals and entities linked to Al-Qaida and Taliban
Exchange-traded Interest Rate Futures
Exchange-traded Interest Rate Futures
Implementation of Basel III Capital Regulations in India – Draft Guidelines
Issuance of Non-Convertible Debentures (NCDs)
Revised Capital Adequacy Framework for Off-Balance Sheet Items for NBFCs-Clarification
Exchange Traded Interest Rate Futures on 2-year and 5-year Notional Coupon Bearing Government of India Security
External Commercial Borrowings (ECB) denominated in Indian Rupees (INR) - hedging facilities for non-resident entities
2011-0113-Policy-Clarification for In-Person Verification (IPV) SIGNED
36 Circular for Operations from Disaster Recovery Site - Extended
Deregulation of Interest Rates on Non-Resident (External) Rupee (NRE) Deposits and Ordinary Non-Resident (NRO) Accounts
Secondary market transactions in Government Securities - Short Selling
Deregulation of Interest Rates on Non-Resident (External) Rupee (NRE) Deposits and Ordinary Non-Resident (NRO) Accounts
Exim Bank's Line of Credit of USD 40 million to the Government of the Republic of Maldives
Exim Bank's Line of Credit of USD 168 million to the Government of the Democratic Republic of Congo
Standardisation and Enhancement of Security Features in Cheque Forms-Implementation of CTS 2010 standard
Capital Requirement for banks’ investments in financial entities exempted from Capital Market Exposure
Banks' Exposure to Capital Market - Issue of Irrevocable Payment Commitments (IPCs)
Public issue of Debt Securities Prohibition on payment of incentives
Know Your Customer Norms – Letter issued by Unique Identification Authority of India (UIDAI) containing details of name, address and Aadhaar number
Deregulation of Savings Bank Deposit Interest Rate - Guidelines
Revised Capital Adequacy Framework for Off-Balance Sheet Items for NBFCs
Credit Default Swaps – NBFCs as Users
2011-0110-Policy-SEBI Circular dated December 23, 2011 - KRA Regulations and IPV -DP
2011-0110-Policy-Guidelines in pursuance of the SEBI KYC Registration Agency (KRA) Regulations, 2011 and for In-Person Verification (IPV)_SIGNED -DP
Guidelines in pursuance of the SEBI KYC Registration Agency (KRA) Regulations, 2011 and for In-Person Verification (IPV)
35 SEBI Circular on Guidelines on Outsourcing of Activities -Issuers & RTAs
35 Circular for SEBI Guidelines on Outsourcing of Activities -Issuers & RTAs
Implementation of the Internal Rating Based (IRB) Approaches for Calculation of Capital Charge for Credit Risk
Mobile Banking Transactions in India - Operative Guidelines for Banks
Know Your Customer (KYC) norms/Anti-Money Laundering (AML) standards / Combating the Financing of Terrorism (CFT) Obligation of Authorised Persons under Prevention of Money Laundering Act, (PMLA), 2002, as amended by Prevention of Money Laundering (A
Exclusion from the Second Schedule to the Reserve Bank of India Act, 1934 – State Bank of India Commercial and International Bank Limited
Marginal Standing Facility - Scheme
34 Circular for Operations from Disaster Recovery Site & Reschedulment of benpos -Issuers & RTAs
Know Your Customer (KYC) norms/Anti-Money Laundering (AML) standards/Combating of Financing of Terrorism (CFT)/Obligation of banks under Prevention of Money Laundering Act (PMLA), 2002- Assessment and Monitoring of Risk
Establishment of Connectivity with both depositories NSDL and CDSL Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement
Review of Regulatory Compliance, Periodic Reporting and Contents of Trust Deed
External Commercial Borrowings (ECB) for Micro Finance Institutions (MFIs) and Non-Government Organisations (NGOs) - engaged in micro finance activities under Automatic Route
Know Your Customer (KYC) norms/Anti-Money Laundering (AML) standards/Combating of Financing of Terrorism (CFT)/Obligation of banks under Prevention of Money Laundering Act (PMLA), 2002- Assessment and Monitoring of Risk
Credit under dairy segment of Agriculture and Allied Activities-Treatment under Indirect Finance to Agriculture
Deregulation of Interest Rates on Non-Resident (External) Rupee (NRE) Deposits and Ordinary Non-Resident (NRO) Accounts
Amendment to Mortgage Guarantee Company (Reserve Bank) Guidelines, 2008
Deregulation of Interest Rates on Non-Resident (External) Rupee (NRE) Deposits and Ordinary Non-Resident (NRO) Accounts
Amendment to Public Provident Fund Scheme, 1968 (PPF, 1968) and Senior Citizens Savings Scheme, 2004 (SCSS, 2004) – Payment of commission to the agents
Risk Management and Inter Bank Dealings
Formation of two new districts – Fazilka & Pathankot in the State of Punjab Assignment of Lead Bank responsibility
Guidelines on Outsourcing of Activities by Intermediaries
Revised format of Monthly Cumulative Report (MCR) incorporating investments in Infrastructure Debt Fund
Foreign Exchange Management Act, 1999 (FEMA) Foreign Exchange (Compounding Proceedings) Rules, 2000 (the Rules) - Compounding of Contraventions under FEMA, 1999
Section 19 of the Banking Regulation Act, 1949-Investments in subsidiaries and other companies – Guidelines
Committee on Procedures & Performance Audit on Public Services (CPPAPS) – Report No. 2 – Compensation structure for delay in payment of interest and/or principal
Foreign Direct Investment (FDI) in India - Issue of equity shares under the FDI scheme allowed under the Government route
2011-0104-Policy-Securities and Exchange Board of India (KYC Registration Agency) Regulations, 2011 SIGNED-DP
Foreign Investment in Pharmaceuticals Sector - Amendment to the Foreign Direct Investment Scheme
33 Circular –Annexure JB -Issuers & RTAs
33 Circular – Annexure K -Issuers & RTAs
33 Circular – Annexure J -Issuers & RTAs
33 Circular – Rule 12.1.1 in Track Changes mode -Issuers & RTAs
33 Circular for Amendment to Business Rules -Issuers & RTAs
Deferred Payment Protocols dated April 30, 1981 and December 23, 1985 between Government of India and erstwhile USSR
2011-0104-Policy-SEBI Circular on KRA-DP
2011-0104-Policy-Securities and Exchange Board of India (KYC Registration Agency) Regulations, 2011 SIGNED -DP
2011-0104-Policy-Securities and Exchange Board of India (KYC Registration Agency) Regulations, 2011 SIGNED -DP
2011-0103-Policy-Rule 12.1.1 in Track Changes mode -DP
2011-0103-Policy-Annexure K -DP
2011-0103-Policy-Annexure JB -DP
2011-0103-Policy-Annexure J -DP
2011-0103-Policy-Amendments to Business Rules of NSDL_SIGNED -DP
Amendment to Public Provident Fund Scheme, 1968 (PPF, 1968)
Fictitious offers of cheap funds from abroad – Awareness Campaign – Registering complaints with Cyber Crime Cell/ Economic Offences Wing
32 Circular for Amendments to Bye Laws in Track changes mode -Issuers & RTAs
32 Circular for Amendments to Bye Laws -Issuers & RTAs
2011-0104-Policy-SEBI (KRA) Regulation 2011-DP
Payment of Cheques / Drafts / Pay Orders / Banker's Cheques
Deferred Payment Protocols dated April 30, 1981 and December 23, 1985 between Government of India and erstwhile USSR
Introduction of New Category of NBFCs - ‘Non Banking Financial Company-Micro Finance Institutions’ (NBFC-MFIs) - Directions
The Securities and Exchange Board of India (KYC Registration Agency) Regulations, 2011
Clarifications on Portability Circular dated: 9th September 2011 Ref: IRDA/-General Insurers
2011-0101-Policy-Amendments to Bye Laws in Track changes mode
2011-0101-Policy-Amendments to Bye Laws_SIGNED -DP
Financial Inclusion-Opening of Aadhaar Enabled Bank Accounts (AEBA)
Prudential Guidelines on Credit Default Swaps (CDS)
Credit Default Swaps (CDS) for Corporate Bonds-Reporting Platform
Guidelines on Capital Adequacy and Exposure Norms for Credit Default Swaps (CDS)
Branch Authorization Policy – Relaxation- opening of Tier 2 branches under general permission
Annual System Audit
List of Terrorist Individuals / Organisations- under UNSCR 1267 (1999) and 1822(2008) on Taliban /AL-Qaida Organisation
'Know Your Customer' (KYC) Guidelines – Anti Money Laundering Standards (AML) -'Prevention of Money Laundering Act, 2002 - Obligations of NBFCs in terms of Rules notified thereunder’-Reporting Format under Project FINnet
Implementation of Green Initiative of the Government
Implementation of Green Initiative of the Government
2011-0098-Policy-Display of price and value for E-series ICINs of National Spot Exchange Limited on IDeAS facility SIGNED
2011-0099-Policy-Mutual Fund units - security type code ‘13’ can be held in depository accounts of Qualified Foreign Investors SIGNED -DP
Liquidity Adjustment Facility – Repo and Reverse Repo and Marginal Standing Facility Rates
Standing Liquidity Facilities for Banks and Primary Dealers
Deregulation of Savings Bank Deposit Interest Rate - Guidelines
Memorandum of Instructions governing money changing activities- Location of Forex Counters in International Airports in India
SGL and CSGL Accounts – Eligibility Criteria and Operational Guidelines
Deregulation of Savings Bank Deposit Interest Rate - UCBs
Amendment to Senior Citizens Savings Rule, 2004 (SCSS, 2004) To allow verification of Affidavits by” Notary Public” along with “Oath Commissioner” in SCSS, 2004
Collection of Account Payee Cheques - Prohibition on Crediting Proceeds to Third Party Account
Interest Rates on Non-Resident (External) Rupee (NRE) Deposits and FCNR (B) Deposits
Interest Rate on Non-Resident (External) Rupee (NRE) Deposits
Interest Rates on Non-Resident (External) Rupee (NRE) Deposits - UCBs
Interest Rates on FCNR(B) deposits - UCBs
Deregulation of Savings Bank Deposit Interest Rate - Guidelines
Comprehensive Guidelines on Over the Counter (OTC) Foreign Exchange Derivatives – Foreign Currency – INR swaps
External Commercial Borrowings (ECB) Policy
External Commercial Borrowings (ECB) Policy – Parking of ECB proceeds
Interest Rates on Non-Resident (External) Rupee (NRE) Deposits and FCNR(B) Deposits
2011-0096-Policy-Annexure-Test Centres for NISM Depository Operations Certification Examination-DP
2011-0096-Policy-SEBI Notification of the NISM Series - VI Depository Operations Certification Examination_SIGNED -DP
Payment of Cheques/Drafts/Pay Orders/Banker's Cheques
Foreign Investments in Infrastructure Debt Funds
Format for submitting Draft Letter of Offer under Regulation 16 (1) of SEBI (SAST) Regulations, 2011
Frauds – Classification and Reporting
Mid – Sea Trans-shipment of catch by Deep Sea Fishing Vessel
Infrastructure Debt Funds (IDFs)
Banks as sponsors to Infrastructure Debt Funds (IDFs)
Direct Access to Negotiated Dealing System-Order Matching (NDS-OM)
Increase in FII debt limit in Government & Corporate debt category
NEFT - Access Criteria for Regional Rural Banks (RRBs)
“Set-off” of export receivables against import payables - Liberalization of Procedure
Repayment of Term/Fixed Deposits in banks
Overseas forex trading through electronic / internet trading portals
Overseas forex trading through electronic / internet trading portals
Foreign Direct Investment – Reporting of issue / transfer of ‘participating interest/right’ in oil fields to a non resident as an Foreign Direct Investment transaction
Payment of Cheques/Drafts/Pay Orders/Banker's Cheques
Interest Rates on Export Credit in Foreign Currency
Trade Credits for Imports into India – Review of all-in-cost ceiling
Participation of mutual funds in repo in corporate debt securities
Collection of Account Payee Cheques - Prohibition on Crediting Proceeds to Third Party Account
Know Your Customer Norms – Letter issued by Unique Identification Authority of India (UIDAI) containing details of name, address and Aadhaar number
Prevention of Money Laundering Act, 2002 (PMLA) and Rules thereunder -Reporting of CTR,STR etc to FIU-India– Reporting Format under Project FINnet
Scheme of 1% interest subvention on housing loans upto Rs. 10 lakh – Guidelines
Interest Rates on Rupee Export Credit - UCBs
Foreign Direct Investment – Transfer of Shares
Repayment of Term/Fixed Deposits in banks
Customer Service - Non-Issuance of Passbooks to Savings Bank Accountholders (Individuals)
Issue of Demand Drafts for Rs. 20,000/- and above
Payment of Cheques/Drafts/Pay Orders/Banker’s Cheques
Collection of Account Payee Cheques - Prohibition on Crediting Proceeds to Third Party Account
30 Circular for Operations from Disaster Recovery Site & Reschedulment of benpos -Issuers & RTAs
30 Circular for Operations from Disaster Recovery Site & Reschedulment of benpos -Issuers & RTAs
Foreign investment in India by SEBI registered FIIs in other securities
Guidelines on Commercial Real Estate (CRE)
Comprehensive Guidelines on Derivatives: Modifications
2011-0096-Policy-SEBI Notification on NISM-SeriesVI -DP
2011-0090-Policy-Amendments to Business Rules in Track changes mode -DP
2011-0090-Policy-Amendment to Business Rules_SIGNED
Deferred Payment Protocols dated April 30, 1981 and December 23, 1985 between Government of India and erstwhile USSR
Export of Goods and Software – Realisation and Repatriation of export proceeds – Liberalisation
Memorandum of Instructions governing money changing activities
Revision in Limits of Housing Loans and Repayment Period - Second Quarter Review of Monetary Policy 2011-12
Banks' Exposure to Capital Market - Issue of Irrevocable Payment Commitments (IPCs)
Implementation of Green Initiative of the Government
'Know Your Customer' (KYC) Guidelines – Anti Money Laundering Standards (AML) -'Prevention of Money Laundering Act, 2002 - Obligations of NBFCs in terms of Rules notified thereunder’-Reporting Format under Project FINnet
List of Terrorist Individuals / Organisations- under UNSCR 1267 (1999) and 1822(2008) on Taliban /AL-Qaida Organisation
Filing Offer Documents with SEBI under SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009
Memorandum of Instructions governing money changing activities- Location of Forex Counters in International Airports in India
Deregulation of Savings Bank Deposit Interest Rate - Guidelines
Standing Liquidity Facilities for Banks and Primary Dealers
Liquidity Adjustment Facility – Repo and Reverse Repo and Marginal Standing Facility Rates
SGL and CSGL Accounts – Eligibility Criteria and Operational Guidelines
29 Circular - Track Changes - Amendment to Business Rules -Issuers & RTAs
29 Circular for Amendment to Business Rules -Issuers & RTAs
In-person verification (IPV) of clients by subsidiaries of Stock Exchanges, acting as Stock Brokers
28 Annexure -Issuers & RTAs
28 Circular for Updated list of Client Type Sub-type -Issuers & RTAs
Reporting format under Regulation 11 of Securities Contracts (Regulation) (Manner of Increasing and Maintaining Public Shareholding in Recognised Stock Exchanges) Regulations, 2006
PRINT CAMPAIGN UNDER “BIMA BEMISAAL- Life Insurers
PRINT CAMPAIGN UNDER “BIMA BEMISAAL -General Insurers
Introduction of Credit Default Swaps for Corporate Bonds: Date for Operationalisation Changed
Circular specifying the formats for disclosures under Regulation 29(1) and (2) of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011
Opening Foreign Currency (Non-Resident) Account (Banks) Scheme [FCNR(B)] account in any freely convertible currency – liberalisation
Repatriation of income and sale proceeds of assets held abroad by NRIs who have returned to India for permanent settlement/acquired abroad through remittances under LRS - Clarification
Notification of Credit Default Swaps as a derivative under Reserve Bank of India Act, 1934
Inclusion of Credit under KCC under direct financing for Agriculture
Know Your Customer Norms – Letter issued by Unique Identification Authority of India (UIDAI) containing details of name, address and Aadhaar number
Inclusion in the Second Schedule to the Reserve Bank of India Act, 1934 – Rabobank International (Coöperatieve Centrale Raiffeisen – Boerenleenbank B.A.)
Processing and Settlement of Export related receipts facilitated by Online Payment Gateways - Enhancement of the value of transaction
Exim Bank's Line of Credit of USD 27.50 million to the Government of the Republic of Senegal
Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement
Inclusion of Credit under KCC under direct financing for Agriculture
Know your Customer Norms – Letter issued by Unique Identification Authority of India (UIDAI) containing details of name, address and Aadhaar number
Prudential Guidelines on Capital Adequacy and Market Discipline - New Capital Adequacy Framework (NCAF) - Revision of Rating Symbols and Definitions of Credit Rating Agencies
Memorandum of Instructions governing money changing activities
Rupee Export Credit Interest Rates
Liberalised Remittance Scheme for Resident Individuals-Revised Application cum Declaration form
2011-0080-Policy-SEBI Circular dated May 19, 2011-DP
2011-0080-Policy-SEBI Circular on option to hold units in demat form_SIGNED
2011-0081-SEBI Circular
2011-0081-Policy-SEBI Circular on Uniform Know Your Client (KYC) Requirements for the Securities Markets (2)_SIGNED
AML/CFT Guidelines-Cash Acceptance Threshold -Reinsurance
AML/CFT Guidelines-Cash Acceptance Threshold - General Insurers
AML/CFT Guidelines-Cash Acceptance Threshold -Life
The Chairman/CEOs of all the Insurers- General Insurers
The Chairman/CEOs of all the Insurers-Reinsurance
Domestic Money Transfer - Relaxations
The Chairman/CEOs of all the Insurers- Life
Amendments to the Equity, IDR and SME Equity Listing Agreements
Uniform Know Your Client (KYC) requirements for the securities market
Calendar of Reviews for Board/Local Management Committee of foreign banks
List of Terrorist Individuals / Organisations under UNSCR 1267(1999) and 1822(2008) on Taliban / Al-Qaida Organisation
Appointment of Agents / Franchisees by Authorised Dealer Category-I banks, Authorised Dealer Category-II and Full Fledged Money Changers– Revised guidelines
26 Circular for Sun Outage - till October 9 2011 -Issuers & RTAs
Revisions in FII Investments in corporate debt long term infra category
Advances to State Co-operative Banks under Section I7 (4) (a) of the RBI Act, 1934 for general banking business
Clarification on 100% promoter holding in demat form
Indo-Nepal Remittance System – Measures to enhance usage
Guidelines for Issue and Listing of Structured Products/Market Linked Debentures
http://www.rbi.org.in/scripts/BS_CircularIndexDisplay.aspx?Id=6739
Filing Offer Documents with SEBI under SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009
Contents of Application-Cum-Bidding Form and Manner of disclosure
Disclosure of Price Information of past issues handled by Merchant Bankers
External Commercial Borrowings (ECB) in Renminbi (RMB)
Attempt to defraud using fake bank guarantee-modus operandi
External Commercial Borrowings (ECB) Policy – Structured Obligations for infrastructure sector
External Commercial Borrowings (ECB) from the foreign equity holders
Internet Banking for Customers of UCBs
External Commercial Borrowings (ECB) Policy – Structured Obligations for infrastructure sector
External Commercial Borrowings (ECB) from the foreign equity holders
25 Circular for fee on transactions in mutual fund units in the depository system-Issuers & RTAs
External Commercial Borrowings (ECB) for the Infrastructure Sector– Liberalisation
External Commercial Borrowings (ECB) – Bridge Finance for Infrastructure Sector
External Commercial Borrowings (ECB) – Rationalisation and Liberalisation
2011-0076--Policy-Settlement fee on transactions in mutual fund units in the depository system_SIGNED
2011-0078-Policy-SEBI Order dated September 21, 2011 - Arun Panchariya_SIGNED-Life
Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 and consequential amendments to Clause 35 of the Equity Listing Agreement.
List of Terrorist Individuals / Organisations - under UNSCR 1267 (1999) 1822 (2008) and 1989 (2011) on Taliban / Al-Qaida Organisation
List of Terrorist Individuals /Organisations under UNSCR 1267 (1999), 1822 (2008) and 1989 (2011) on Taliban/Al-Qaida Organisation - Primary (Urban) Cooperative Banks
2011-0076--Policy-Settlement fee on transactions in mutual fund units in the depository system_SIGNED-DP
2011-0078-Policy-SEBI Order dated September 21, 2011 - Arun Panchariya_SIGNED -DP
Security Issues and Risk mitigation measures related to Card Present (CP) transactions
Returns to be submitted by NBFCs - Revised Formats
Anti- Money Laundering (AML) / Combating of Financing of Terrorism (CFT) Standards
Dishonour of electronic funds transfer for insufficiency of funds in the bank account – clarification
List of Terrorist Individuals/Organisations under UNSCR 1267(1999), 1822(2008) and 1989(2011) on Taliban/Al-Qaida Organisation
Access criteria for payment systems
All Life Insurers and Non-Life Insurers-Life Insurers
All Life Insurers and Non-Life Insurers -General Insurers
Delay in Claim intimation/documents submisstion -Life insurence
Delay in Claim intimation/documents submisstion -General Insurence
2011-0075-Policy -Updation of IFSC details in depository accounts having MICR Code_SIGNED
2011-0074-PolicyExtension of deadline time for submission of IDT instructions_SIGNED -Life
List of Terrorist Individuals/ Organisations under UNSCR 1267(1999),1822(2008) and 1989(2011) on Taliban/Al-Qaida Organisation
Anti-Money Laundering (AML) standards/Combating the Financing of Terrorism (CFT) Standards - Cross Border Inward Remittance under Money Transfer Service Scheme
Anti-Money Laundering (AML) standards/Combating the Financing of Terrorism (CFT) Standards - Money changing activities
Anti-Money Laundering (AML) standards/Combating the Financing of Terrorism (CFT) Standards - Money changing activities
Anti-Money Laundering (AML) standards/Combating the Financing of Terrorism (CFT) Standards - Cross Border Inward Remittance under Money Transfer Service Scheme
List of Terrorist Individuals /Organisations under UNSCR 1267 (1999), 1822 (2008) and 1989 (2011) on Taliban/Al-Qaida Organisation
List of Terrorist Individuals/ Organisations under UNSCR 1267(1999),1822(2008) and 1989(2011) on Taliban/Al-Qaida Organisation
Gift in Rupees by Resident Individuals to NRI close relatives
Loans in Rupees by resident individuals to NRI close relatives
Standing Liquidity Facilities for Banks and Primary Dealers
Liquidity Adjustment Facility – Repo and Reverse Repo and Marginal Standing Facility Rates
Repayment of loans of Non-resident close relatives by residents
Meeting of Medical expenses of NRIs close relatives by Resident Individuals
Anti-Money Laundering (AML) standards/Combating the Financing of Terrorism (CFT) Standards - Money changing activities
Savings Bank account maintained by residents in India –Joint holder - liberalisation
NRIs/PIOs holding NRE/ FCNR(B) accounts jointly with Indian resident close relative - liberalisation
Exchange Earners Foreign Currency (EEFC) Account and Resident Foreign Currency (RFC) account – Joint holder - liberalisation
Credit of sale proceeds of Foreign Direct Investments in India to NRE/FCNR (B) accounts - Clarification
Know Your Customer (KYC) Norms/ Anti- Money Laundering (AML) Standards/ Combating the Financing of Terrorism (CFT)
Policy-Annexure - Master Circular - Version 3.0-September 2011 - D P
2011-0073-Policy-Annexure - D P
2011-0073-Policy-Acceptance of request of change of address of body-corporate accounts through an authorised representative_SIGNED - D P
Foreign Investments in India - Transfer of security by way of gift –Liberalisation
2011-0072-Policy-SEBI Circular -D P
2011-0072-Policy-SEBI Circular on Redressal of investor grievances against Depository Participants (DPs) in SEBI Complaints Redress System (SCORES_SIGNED - D P
List of Terrorist Individuals / Organisations- under UNSCR 1267 (1999) and 1822 (2008) on Taliban /AL-Qaida Organisation
Guidelines for Rehabilitation of Sick SME Units
Redressal of investor grievances against Depository Participants (DPs) in SEBI Complaints Redress System (SCORES)
2011-0071-Policy-Annexure A-Master Circular - Version 1 0 - Mutual Fund Units in dematerialised form
2011-0071-Policy-Master Circular - Version 1 0 - Mutual Fund Units in dematerialised form_SIGNED
Guidelines on Base Rate
2011-0071-Policy-Exhibit 1 -DP
2011-0071-Policy-Exhibit 4 -DP
2011-0071-Policy-Exhibit 3 -DP
2011-0071-Policy-Exhibit 2 -DP
Health Insurance Portability -General Insurers
Health Insurance Portability -General Insurers
Amendments to SEBI (Mutual Funds) Regulations, 1996
Substitution of term Micro and Small Enterprises in place of SSI in the documents
Deferred Payment Protocols dated April 30, 1981 and December 23, 1985 between Government of India and erstwhile USSR
External Commercial Borrowings – Simplification of Procedure
Servicing of Health Insurance Schemes offered by Bodies other than InsurancLife Insurance
RTGS service charges for members
Submission of Credit Information to Credit Information Companies – Dissemination of Credit Information of suit-filed accounts
2011-0070-Policy-SAT order dated August 25, 2011- DP
2011-0070-Policy-Procedure for Withdrawal Option for the entitled Equity Shares in the IPO of Vaswani Industries Limited - SAT order dated August 25, 2011_SIGNED -DP
List of Terrorist Individuals/Organisations - under UNSCR 1267(1999), 1822(2008) and 1989(2011) on Taliban/Al-Qaida Organisation
List of Terrorist Individuals / Organisations - under UNSCR 1267 (1999) 1822 (2008) and 1989 (2011) on Taliban / Al-Qaida Organisation
Authorisation Guidelines for Primary Dealers (PDs)
Inclusion in the Second Schedule to the Reserve Bank of India Act, 1934 – Australia and New Zealand Banking Group Limited
Investment in Venture Funds - Clarifications - General Insurance
Investment in Venture Funds - Clarifications - Life Insurance
Opening and Maintenance of Rupee / Foreign Currency Vostro Accounts of Non-resident Exchange Houses
2011-0069-Policy-Addition of type and sub-type - Qualified Foreign Investor - Individual and Corporate - DP
Infrastructure Finance Companies (IFCs) -- as eligible issuers for FIIs investment limit in debt instrument for infrastructure
Processing of Investor Complaints in SEBI Complaints Redress System (SCORES)
Redressal of investor grievances against stock brokers and sub- brokers in SEBI Complaints Redress System (SCORES)
Contingency plan during strikes in banks / natural calamity- Arrangements for feeding of ATMs
Processing of Investor Complaints in SEBI Complaints Redress System (SCORES)
Solvency Margin of Non-life Insurance in respect of Motor TP Pool - Reinsurance
List of Terrorist Individuals/ Organisations under UNSCR 1267(1999),1822(2008) and 1989(2011) on Taliban/Al-Qaida Organisation
24 Circular for release of DPM-SHR System Version 1.3
Solvency Margin of Non-life Insurance in respect of Motor TP Pool - General Insurance
24 Circular for release of DPM-SHR System Version 1.3 -Issuers & RTAs
Issuance of Non-Convertible Debentures (NCDs)-Minimum Rating of NCDs
Circular for Mutual Funds
Simplification and Rationalization of Trading Account Opening Process
Anti- Money Laundering (AML) / Combating of Financing of Terrorism (CFT) - Standards
Anti-Money Laundering (AML)/Combating of Financing of Terrorism (CFT) – Standards
FUND APPROVAL PROCEDURE AND GUIDELINES ON NAV PROCESS - Life Insurance
Misuse of Banking Channels - Issue and Payment of Demand Drafts for Rs. 50,000/- and above
Operational Guidelines on implementation of Electronic Benefit Transfer (EBT) and its convergence with Financial Inclusion Plan (FIP)
Discretion to customers for selection between RTGS and NEFT
2011-0065-Policy-Training programs for auditors of Depository Operations _SIGNED - DP
2011-0064-Policy-SEBI Circular on Investment by Foreign Investors in Mutual Fund Schemes_SIGNED - DP
Master Circular - Use of Hindi in banks
Prudential Norms for Off-balance Sheet Exposures of Banks
2011-0064-Policy-SEBI Circular - DP
Short-collection/Non-collection of client margins (Derivatives Segments)
Investment in the units of Domestic Mutual funds
Investment by Foreign Investors in Mutual Fund Schemes
Investment by Foreign Investors in Mutual Fund Schemes
Opening of 'Small Account'
2011-0063- Policy-SEBI Circular-DP
2011-0063-Policy-SEBI Circular on Revised procedure for seeking prior approval for change in control through single window_SIGNED-DP
Policy Guidelines for issuance and operation of Prepaid Payment Instruments in India
Security Issues and Risk mitigation measures related to Card Not Present (CNP) transactions
List of Terrorist Individuals / Organisations under UNSCR 1267(1999) and 1822(2008) on Taliban / Al-Qaida Organisation
2011-0062-Policy-Proof for bank details not necessary where access to bank records is available with Participants_SIGNED - DP
2011-0062-Policy-Annexure - DP
2011-0062-Policy-Annexure-Master Circular - Version 2.9-August 2011 - DP
23 Circular for Operations from Disaster Recovery Site & Reschedulment of benpos -Issuers & RTAs
Anti-Money Laundering (AML)/Combating of Financing of Terrorism (CFT) - Standards
Anti-Money Laundering (AML)/Combating of Financing of Terrorism (CFT) - Standards
Anti-Money Laundering (AML)/Combating of Financing of Terrorism (CFT) – Standards – Primary (Urban) Co-operative Banks
Anti-Money Laundering (AML)/Combating of Financing of Terrorism (CFT) – Standards – Primary (Urban) Co-operative Banks
Substitution of term Micro and Small Enterprises in place of SSI in the documents
Comprehensive Guidelines on Derivatives : Modifications
SMS and E-mail alerts to investors by stock exchanges
List of Terrorist Individuals / Organisations- under UNSCR 1267 (1999) and 1822(2008) on Taliban /AL-Qaida Organisation
Exim Bank's Line of Credit of USD 4 million to the Government of the Co-operative Republic of Guyana
Indicative portfolio or yield in close ended debt oriented mutual fund schemes
Misuse of Banking Channels - Issue and Payment of Demand Drafts for Rs. 50,000/- and above
Allocation of Government debt long term limits to FIIs
Relaxation to Trade and Industry in the State of Jammu & Kashmir
Anti-Money Laundering (AML) / Combating of Financial Terrorism (CFT) - Standards
Anti-Money Laundering (AML) / Combating of Financial Terrorism (CFT) - Standards
Detection of Counterfeit Banknotes – Revised Procedure
Anti- Money Laundering (AML) / Combating of Financing of Terrorism (CFT)- Standards
Anti-Money Laundering (AML)/Combating of Financing of Terrorism (CFT) - Standards
Financial Inclusion Indicators : Quarterly Reporting-Discontinuance of - DP
Exim Bank's Line of Credit to the Government of the Kingdom of Swaziland
Exim Bank's Line of Credit to the Indo - Zambia Bank Limited
Standing Liquidity Facilities for Banks and Primary Dealers
List of Terrorist Individuals/Organisations - under UNSCR 1267(1999) and 1822(2008) on Taliban/Al-Qaida Organisation
List of Terrorist Individuals / Organisations- under UNSCR 1267 (1999) and 1822(2008) on Taliban /AL-Qaida Organisation
Dishonour / Return of Cheques - Need to Sign / Initial the Cheque Return Memo - DP
Inclusion in / exclusion from the Second Schedule to the Reserve Bank of India Act, 1934 – Regional Rural Banks (RRBs)
List of Terrorist Individuals / Organisations - under UNSCR 1267(1999) and 1822(2008) on Taliban / Al-Qaida Organisation
Facilitating Rupee Trade – hedging facilities for non-resident entities
List of Terrorist Individuals/ Organisations under UNSCR 1267(1999) and 1822(2008) on Taliban/Al-Qaida Organisation
2011-0059-Policy-SEBI Notification dated July 5 2011 Amendment in the Securities and Exchange Board of India (Depositories and Participants) Regu_SIGNED - DP
2011-0059-Policy-SEBI Notification dated July 5, 2011 - DP
2011-0058 -Policy-FATF public statement dated June 24 2011 against FATF identified jurisdictions that have strategic AML- CFT deficiencies_SIGNED - DP
2011-0058 -Policy-Improving Global AMLCFT Compliance update on-going Process
2011-0058 -Policy-FATF public statement dated June 24 2011 against FATF identified jurisdictions that have strategic AML- CFT deficiencies_SIGNED - DP
2011-0058 -Policy-Improving Global AMLCFT Compliance update on-going Process - DP
Establishment of Connectivity with both depositories NSDL and CDSL - Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement
2011-0057-Policy-Changes in Client Details based on request received from Client through email or website of Participants_SIGNED - DP
2011-0058-Policy-FATF Public Statement - 24 June 2011 - DP
Regularization of Liaison / Branch Offices of foreign entities established during the pre-FEMA period
Branch Authorization Policy - Opening of branches in unbanked rural centres
Retail Electronic Payment Systems –NEFT / NECS / RECS / ECS – Levy of Processing Charges- Collection & Settlement of Inter-bank Charges
Lending to Priority Sector –Reporting Data on Priority Sector Advances
Clarification regarding admission of Limited Liability Partnerships as members of Stock Exchanges
Submission of Business information related to Policies, Premium, Claims and(General Insurance)
2011-0056-Policy-Revised Procedure for opening depository account for unclaimed shares of listed companies_SIGNED - DP
2011-0056-Policy-SEBI Circular - DP
List of Terrorist Individuals /Organisations under UNSCR 1267 (1999) and 1822 (2008) on Taliban/Al-Qaida Organisation
22 Annexure P - Issuers & RTAs
22 Circular for Amendment to Business Rules - Issuers & RTAs
Annexure P - DP
2011-0055 Policy-Amendment to Business Rules of NSDL _SIGNED - DP
Transactions in Government Securities –Extension of DvP III facility to Gilt Account Holders
Investment by banks in liquid/short term debt schemes of mutual funds
Master Circular - Lending To Priority Sector
Modification of Client Codes of Non-institutional Trades Executed on Stock Exchanges (All Segments)
Prevention of Money Laundering (Re insurance)
Prevention of Money Laundering (Re insurance)
Prevention of Money Laundering ( General Insurance)
Prevention of Money Laundering (Life Insurance)
Reporting Formats under clause 3.2 of Master Circular 2010 on AML/CFT guide(Life Insurance)
Reporting Formats under clause 3.2 of Master Circular 2010 on AML/CFT guide( Re insurance )
Reporting Formats under clause 3.2 of Master Circular 2010 on AML/CFT guide(General insurance)
List of Terrorist Individuals/Organisations - under UNSCR 1267(1999) and 1822(2008) on Taliban/Al-Qaida Organisation
Redemption of Foreign Currency Convertible Bonds (FCCBs)
Master Circular on Maintenance of Statutory Reserves - Cash Reserve Ratio (CRR) and Statutory Liquidity Ratio (SLR) by Primary (Urban) Co-operative Banks
Master Circular- Prudential Norms on Capital Adequacy - UCBs
Master Circular Interest Rates on Rupee Deposits – Primary (Urban) Co-operative Banks
Master Circular- Priority Sector Lending - UCBs
Master Circular on Maintenance of Deposit Accounts – Primary (Urban) Co-operative Banks
Master Circular on Board of Directors – Primary (Urban) Co-operative Banks
Master Circular on Inspection and Audit Systems in Primary (Urban) Co-operative Banks
Master Circular - Guarantees and Co-acceptances
Master Circular- Loans and Advances – Statutory and Other Restrictions
Master Circular on Rupee / Foreign Currency Export Credit & Customer Service To Exporters
Master Circular - Prudential Guidelines on Capital Adequacy and Market Discipline- New Capital Adequacy Framework (NCAF)
Master Circular - Prudential Norms on Capital Adequacy - Basel I Framework
Master Circular on Credit Card Operations of banks
Master Circular – Exposure Norms
Master Circular on Memorandum of Instructions for Opening and Maintenance of Rupee/ Foreign Currency Vostro Accounts of Non-resident Exchange Houses
Master Circular on Non-Resident Ordinary Rupee (NRO) Account
Master Circular on Import of Goods and Services
Master Circular on Compounding of Contraventions under FEMA, 1999
Master Circular on External Commercial Borrowings and Trade Credits
Master Circular on Export of Goods and Services
Master Circular on Direct Investment by Residents in Joint Venture (JV) / Wholly Owned Subsidiary (WOS) Abroad
Master Circular on Risk Management and Inter-Bank Dealings
Master Circular on Memorandum of Instructions governing money changing activities
Master Circular on Money Transfer Service Scheme
Master Circular on Foreign Investment in India
Master Circular on directions/instructions issued to the Securitisation Companies/ Reconstruction Companies
Notification as amended upto June 30, 2011 – “Non-Banking Financial Companies Acceptance of Public Deposits (Reserve Bank) Directions, 1998”
Notification as amended upto June 30, 2011 – “Non-Banking Financial (Deposit Accepting or Holding) Companies Prudential Norms (Reserve Bank) Directions, 2007”
Notification as amended upto June 30, 2011– “Non-Banking Financial (Non - Deposit Accepting or Holding) Companies Prudential Norms (Reserve Bank) Directions, 2007”
Notification as amended upto June 30, 2011 “Non-Banking Financial Companies Auditor’s Report (Reserve Bank) Directions, 2008”
Notification as amended upto June 30, 2011 – “Miscellaneous Non-Banking Companies (Reserve Bank) Directions, 1977”
Master Circular – 'Know Your Customer' (KYC) Guidelines – Anti Money Laundering Standards (AML) -'Prevention of Money Laundering Act, 2002 - Obligations of NBFCs in terms of Rules notified thereunder’
Master Circular - Fair Practices Code
Master Circular - allied activities- entry into insurance business, issue of credit card and marketing and distribution of certain products
Master Circular – Corporate Governance
Master Circulars - Miscellaneous Instructions to NBFC- ND-SI
Master Circulars - Miscellaneous Instructions to All Non-Banking Financial Companies
Master Circular – Regulatory Framework for Core Investment Companies (CICs)
Notification as amended upto June 30, 2011 – “Mortgage Guarantee Company (Reserve Bank) Guidelines, 2008”
Notification as amended upto June 30, 2011 – “Mortgage Guarantee Companies Prudential Norms (Reserve Bank) Directions, 2008”
Notification as amended upto June 30, 2011 – “Mortgage Guarantee Companies Investment (Reserve Bank) Directions, 2008”
Notification as amended upto June 30, 2011 - The Securitisation Companies and Reconstruction Companies (Reserve Bank) Guidelines and Directions, 2003
Notification as amended upto June 30, 2011 - Change in or Take Over of the Management of the Business of the Borrower by Securitisation Companies and Reconstruction Companies (Reserve Bank) Guidelines, 2010
Master Circular- Exposure Norms and Statutory / Other Restrictions - UCBs
Master Circular on Miscellaneous Remittances from India – Facilities for Residents
Master Circular on Remittance Facilities for Non-Resident Indians / Persons of Indian Origin / Foreign Nationals
Master Circular on Establishment of Liaison / Branch / Project Offices in India by Foreign Entities
Master Circular on Acquisition and Transfer of Immovable Property in India by NRIs/PIOs/Foreign Nationals of Non- Indian Origin
Section 23 of the Banking Regulation Act, 1949 - Master Circular on Branch Licensing - Regional Rural Banks (RRBs)
Master Circular - Guidelines For Relief Measures By Banks In Areas Affected By Natural Calamities
Master Circular on SHG-Bank Linkage Programme
Master Circular - Lending to Micro, Small & Medium Enterprises (MSME) Sector
Master CircularPriority Sector Lending- Special Programmes Swarna Jayanti Shahari Rozgar Yojana (SJSRY)
Master Circular on “Self Employment Scheme for Rehabilitation of Manual Scavengers” (SRMS) from the Ministry of Social Justice & Empowerment for rehabilitation of all the remaining scavengers and their dependents
Master Circular Priority Sector Lending-Credit facilities to Scheduled Castes (SCs) & Scheduled Tribes (STs)
Master Circular- Priority Sector Lending - Credit Facilities to Minority Communities
Master Circular on Priority Sector Lending- Special Programmes - Swarnajayanti Gram Swarozgar Yojana (SGSY)
Master Circular - Guidelines for Issue of Commercial Paper
Master Circular - Guidelines for Issue of Certificates of Deposit
Master Circular on Call/Notice Money Market Operations
Master Circular – Operational Guidelines to Primary Dealers
Master Circular on Call/Notice Money Market Operations
Master Circular – Operational Guidelines to Primary Dealers
Master Circular- Capital Adequacy Standards and Risk Management Guidelines for standalone Primary Dealers
Master Circular on Export Credit Refinance Facility
Master Circular on Appointment & delisting of Brokers and Payment of Brokerage on Relief / Savings Bonds
Master Circular on Nomination facility in Relief / Savings Bonds
Master Circular on Conduct of Government Business by Agency Banks - Payment of Agency Commission
Master Circular on Conduct of Government Business by Agency Banks - Payment of Agency Commission
Master Circular – Collection of Direct Taxes - OLTAS
Section 23 of Banking Regulation Act, 1949 – Master Circular on Branch Authorisation
Master Circular 2011 – Opening of Branch-Subsidiary-Joint Venture-Representative office or Undertaking Investment Abroad by NBFCs
Master Circular on Area of Operation, Branch Authorisation Policy, Opening/ Up-gradation of Extension Counters, ATMs and Shifting/Splitting/Closure of Offices
Master Circular - Management of Advances - UCBs
List of Terrorist Individuals/Organisations - under UNSCR 1267(1999) and 1822(2008) on Taliban/Al-Qaida Organisation
Redemption of Foreign Currency Convertible Bonds (FCCBs)
Master Circular- Finance for Housing Schemes - UCBs
Master Circular- Guarantees, Co-Acceptances & Letters of Credit - UCBs
Master Circular on Inspection and Audit Systems in Primary (Urban) Co-operative Banks
Master Circular on Investments by Primary (Urban) Co-operative Banks
Master Circular- Income Recognition, Asset Classification, Provisioning and Other Related Matters - UCBs
Master Circular on Customer Service – Primary (Urban) Co-operative Banks
Master Circular - Cash Reserve Ratio (CRR) and Statutory Liquidity Ratio (SLR)
Master Circular of instructions relating to deposits held in FCNR(B) Accounts
Master Circular of instructions relating to deposits held in FCNR(B) Accounts
Master Circular on Housing Finance
Master Circular - Interest Rates on Advances
Master Circular on Interest Rates on Rupee Deposits held in Domestic, Ordinary Non-Resident (NRO) and Non-Resident (External) (NRE) Accounts
Master Circular - Para-banking Activities
Master Circular – Prudential norms for classification, valuation and operation of investment portfolio by banks
Master Circular - Prudential norms on Income Recognition, Asset Classification and Provisioning pertaining to Advances
Master Circular- Resource Raising Norms for Financial Institutions
Master Circular - Disclosure Norms for Financial Institutions
Master Circular – Prudential norms for classification, valuation and operation of investment portfolio by FIs
Master Circular - Exposure Norms for Financial Institutions
Master Circular – Facility for Exchange of Notes and Coins
Master Circular – Levy of Penal Interest for Delayed Reporting/Wrong Reporting/Non-Reporting of Currency Chest Transactions and Inclusion of Ineligible Amounts in Currency Chest Balances
Master Circular – Detection and Impounding of Counterfeit Notes
Master Circular on Know Your Customer (KYC) Norms / Anti-Money Laundering (AML) Standards / Combating of Financing of Terrorism (CFT)/Obligation of banks under Prevention of Money Laundering Act, 2002
Establishment of Connectivity with both depositories NSDL and CDSL - Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement
Master Circular - Returns to be submitted by NBFCs
Master Circular- Exemptions from the provisions of RBI Act, 1934
Master Circular - Frauds – Future approach towards monitoring of frauds in NBFCs
Master Circular - Disclosure in Financial Statements - Notes to Accounts
Master Circular on Customer Service in Banks
Master Circular - Bank Finance to Non-Banking Financial Companies (NBFCs)
Master Circular – Know Your Customer (KYC) norms / Anti-Money Laundering (AML) standards/Combating of Financing of Terrorism (CFT)/Obligation of banks under PMLA, 2002
Master Circular on Wilful Defaulters
Frauds – Classification and Reporting
Frauds – Classification and Reporting
Master Circular - Disbursement of Pension by Agency Banks
Review of Internet Based Trading (IBT) and Securities trading using Wireless Technology (STWT)
21 Circular for reschedulment of benpos
List of Terrorist Individuals/ Organisations under UNSCR 1267(1999) and 1822(2008) on Taliban/Al-Qaida Organisation
List of Terrorist Individuals / Organisations - under UNSCR 1267(1999) and 1822(2008) on Taliban / Al-Qaida Organisation
List of Terrorist Individuals/ Organisations under UNSCR 1267(1999) and 1822(2008) on Taliban/Al-Qaida Organisation
20 Annexure – Circular for release of DPM-SHR System Version 1.2 - Issuers & RTAs
20 Circular for release of DPM-SHR System Version 1.2 - Issuers & RTAs
List of Terrorist Individuals / Organisations - under UNSCR 1267(1999) and 1822(2008) on Taliban / Al-Qaida Organisation
List of Terrorist Individuals/ Organisations under UNSCR 1267(1999) and 1822(2008) on Taliban/Al-Qaida Organisation
List of Terrorist Individuals/Organisations - under UNSCR 1267(1999) and 1822(2008) on Taliban/Al-Qaida Organisation
Periodical Report - Grant of prior approval to Depository Participants
Periodical Report- Grant of prior approval to Debenture Trustees
Periodical Report - Grant of prior approval to Credit Rating Agencies
Periodical Report- Grant of prior approval to Bankers to an Issue
Periodical report - Grant of prior approval to Registrars to an Issue and Share Transfer Agents
Periodical report - Grant of prior approval to merchant bankers
Periodical report - Grant of prior approval to underwriters
Shareholding of promoter/promoter group to be in dematerialized mode
List of Terrorist Individuals / Organisations - under UNSCR 1267(1999) and 1822(2008) on Taliban / Al-Qaida Organisation
List of Terrorist Individuals/ Organisations under UNSCR 1267(1999) and 1822(2008) on Taliban/Al-Qaida Organisation
19 Annexure B - Issuers & RTAs
18 Circular for Amendment to Business Rules - Issuers & RTAs
Exim Bank's Line of Credit of USD 91 million to the Government of the Federal Democratic Republic of Ethiopia
Liquidity Adjustment Facility – Repo and Reverse Repo and Marginal Standing Facility Rates
Standing Liquidity Facilities for Banks and Primary Dealers
List of Terrorist Individuals/Organisations - under UNSCR 1267(1999) and 1822(2008) on Taliban/Al-Qaida Organisation
Change of Name by Listed Companies
Modification to Investor Protection Fund (IPF)/ Customer Protection Fund (CPF) Guidelines
Exim Bank's Line of Credit of USD 91 million to the Government of the Federal Democratic Republic of Ethiopia
Liquidity Adjustment Facility – Repo and Reverse Repo and Marginal Standing Facility Rates
List of Terrorist Individuals/ Organisations under UNSCR 1267(1999) and 1822(2008) on Taliban/Al-Qaida Organisation
Reporting of Offshore Derivative Instruments(ODIs)/ Participatory Notes(PNs) activity
Standardisation of Rating Symbols and Definitions
17 Circular for reschedulment of benpos - Issuers & RTAs
Opening of Branch/Subsidiary/Joint Venture/Representative Office or Undertaking Investment Abroad by NBFCs
List of Terrorist Individuals / Organisations - under UNSCR 1267(1999) and 1822 (2008) on Taliban / Al-Qaida Organisation
Directions for submission of system audit reports from CISA qualified Auditor
2011-0049-Policy-SEBI Press Release regarding Discussion Paper on Continuing Professional Education_SIGNED - DP
2011-0049-Policy-SEBI Press Release - DP
2011-0050-Policy-Amendment to Business Rules - SEBI Notification of the NISM - Series - VI Depository Operations Certification Examination_SIGNED - DP
List of Terrorist Individuals/ Organisations under UNSCR 1267(1999) and 1822(2008) on Taliban/Al-Qaida Organisation
Exim Bank's Line of Credit of USD 36.56 million to the Government of the United Republic of Tanzania
Prudential Guidelines on Restructuring of Advances by Banks
Non-implementation of Senior Citizens Savings Scheme- 2004(SCSS) by certain banks on deposit by Army Personnel
16 Circular - Annexure C -Reconversion Request Form - Issuers & RTAs
16 Circular - Annexure B - New Format - Conversion Request Form_without track changes - Issuers & RTAs
16 Circular - Annexure B - New Format - Conversion Request Form_with track changes - Issuers & RTAs
16 Circular - Track Changes-Ammendment to Business Rules - Issuers & RTAs
16 Circular for Amendment to Business Rules
16 Circular - Annexure HA - New Format - Repurchase or Redemption Form_without track changes - Issuers & RTAs
16 Circular - Annexure HA - New Format - Repurchase or Redemption Form_with track changes - Issuers & RTAs
Remittance of assets by foreign nationals - Opening of NRO Accounts
Retail Electronic Payment Systems – NEFT / NECS / RECS / ECS – Levy of Processing Charges
Pre- funded instruments / Electronic fund transfers
15 Circular for Signature Download Facility - Issuers & RTAs
15 Circular for Signature Download Facility - Issuers & RTAs
List of Terrorist Individuals/Organisations - under UNSCR 1267(1999) and 1822(2008) on Taliban/Al-Qaida Organisation
Financing of Self Help Groups (SHGs) and Joint Liability Groups (JLGs) by Primary (Urban) Co-operative Banks (UCBs)
List of Terrorist Individuals/ Organisations under UNSCR 1267(1999) and 1822(2008) on Taliban/Al-Qaida Organisation
Redemption of Indian Depository Receipts (IDRs) into Underlying Equity Shares
Processing of investor complaints against listed companies in SEBI Complaints Redress System - SCORES
Periodical Report - Grant of prior approval to members of stock exchanges/sub- brokers
Internal Vigilance in Private Sector/foreign Banks
Findings of Forensic Scrutiny - Guidelines for prevention of frauds
Liquidity enhancement schemes for illiquid securities in equity derivatives segment
Inclusion in the Second Schedule to the Reserve Bank of India Act, 1934 – Credit Suisse A.G
Inclusion in the Second Schedule to the Reserve Bank of India Act, 1934 – Sberbank
Resolution of issues regarding allocation of villages under Electronic Benefit Transfer (EBT) scheme and roadmap for providing banking services in villages with population above 2000 under Financial Inclusion Plan (FIP)
Guidelines for Accounting of Repo / Reverse Repo Transactions-Clarification
Reconciliation of failed transactions at ATMs
Overseas Direct Investment – Liberalisation / Rationalisation
Review of Guidelines on entry of NBFCs into Insurance Business
Finance for and Loans/Advances against IDRs
Enhancement in gratuity limits - Prudential Regulatory Treatment
Setting up of Central Electronic Registry under the Securitisation and Reconstruction of Financial Assets and Enforcement of Security Interest Act 2002
Guidelines on Credit Default Swaps (CDS) for Corporate Bonds
'Fit and Proper' Criteria for Directors on the Boards of Banks
Increase in Housing Loan Limit under Priority Sector
Anti-Money Laundering (AML) standards/Combating the Financing of Terrorism (CFT) Standards - Money Changing Activities
Anti-Money Laundering (AML) standards/Combating the Financing of Terrorism (CFT) Standards - Cross Border Inward Remittance under Money Transfer Service Scheme
Anti-Money Laundering (AML) standards/Combating the Financing of Terrorism (CFT) Standards - Money changing activities
Anti-Money Laundering (AML) standards/Combating the Financing of Terrorism (CFT) Standards - Cross Border Inward Remittance under Money Transfer Service Scheme
Forward cover for Foreign Institutional Investors – Rebooking of cancelled contracts
Hedging IPO flows by Foreign Institutional Investors (FIIs) under the ASBA mechanism
List of Terrorist Individuals / Organisations- under UNSCR 1267 (1999) and 1822(2008) on Taliban /AL-Qaida Organisation
Option to hold units in demat form
Setting up of Central Electronic Registry under the Securitisation and Reconstruction of Financial Assets and Enforcement of Security Interest Act 2002
Know Your Customer (KYC) norms/Anti-Money Laundering (AML) standards/Combating the Financing of Terrorism (CFT)/Obligation of Authorised Persons under Prevention of Money Laundering Act, (PMLA), 2002, as amended by Prevention of Money Laundering (Ame
Know Your Customer (KYC) norms/Anti-Money Laundering (AML) standards/Combating the Financing of Terrorism (CFT)/Obligation of Authorised Persons under the Prevention of Money Laundering Act, (PMLA), 2002, as amended by the Prevention of Money Launder
Enhancement of Rates of Provisioning for Non-Performing Assets and Restructured Advances
Clarification on Guidelines on Outsourcing of Activities by Insurance Companies - Life Insurance
Clarification on Guidelines on Outsourcing of Activities by Insurance Companies - General Insurance
Clarification on Guidelines on Outsourcing of Activities by Insurance Companies - reinsurance
Adjustment of differential pricing amount at the time of application for allotment of specified securities
List of Terrorist Individuals / Organisations- under UNSCR 1267 (1999) and 1822(2008) on Taliban /AL-Qaida Organisation
Comprehensive Guidelines on Over the Counter (OTC) Foreign Exchange Derivatives and Overseas Hedging of Commodity Price and Freight Risks
Enhancement in gratuity limits - Prudential Regulatory Treatment
Self Clearing Member in the Currency Derivatives Segment
Clarification on circular dated December 3, 2009 on 'Dealings between a Client and a Stock broker
National Disaster Management Guidelines on Ensuring Disaster Resilient construction of Buildings and Infrastructure
2011-0042-Policy-Circular 17-2011 21-Apr-2011-MCA - DP
2011-0042-Policy-Circular 18-2011 29-Apr-2011-MCA - DP
2011-0042-Policy-Green Initiative in the Corporate Governance by Ministry of Corporate Affairs - DP
Reporting of Offshore Derivative Instruments(ODIs)/ Participatory Notes(PNs) activity
2011-0041 Policy Cover - DP
2011-0041 Policy Corrigendum to Internal and Concurrent Audit for depository operations - DP
2011-0041 Policy Annexure - DP
Regulatory and Audit Compliance
Limit of Housing Loans Under Priority Sector Advances - UCBs
List of Terrorist Individuals/ Organisations under UNSCR 1267(1999) and 1822(2008) on Taliban/Al-Qaida Organisation
List of Terrorist Individuals /Organisations under UNSCR 1267 (1999) and 1822 (2008) on Taliban/Al-Qaida Organisation
Monetary Policy Statement 2011-12 Exposure to Housing, Real Estate and Commercial Real Estate - Primary (Urban) Co-operative Banks
List of Terrorist Individuals / Organisations - under UNSCR 1267(1999) and 1822(2008) on Taliban / Al-Qaida Organisation
List of Terrorist Individuals/Organisations - under UNSCR 1267(1999) and 1822(2008) on Taliban/Al-Qaida Organisation
Section 24 of the Banking Regulation Act, 1949- Maintenance of Statutory Liquidity Ratio (SLR)
Housing Loan limit under priority sector
Marginal Standing Facility – Scheme
Foreign Exchange Management Act, 1999 – Import of rough, cut and polished diamonds
Mobile Banking Transactions in India - Operative Guidelines for Banks
Policy Guidelines for issuance and operation of Prepaid Instruments in India
Anti- Money Laundering (AML) / Combating of Financing of Terrorism (CFT) Standards
Liquidity Adjustment Facility – Repo and Reverse Repo Rates
Anti-Money Laundering (AML)/Combating of Financing of Terrorism (CFT) – Standards – Primary (Urban) Co-operative Banks
Anti-Money Laundering (AML)/Combating of Financing of Terrorism (CFT) – Standards – Primary (Urban) Co-operative Banks
List of Terrorist Individuals /Organisations under UNSCR 1267 (1999) and 1822 (2008) on Taliban/Al-Qaida Organisation – Primary (Urban) Co-operative Banks
Bank loans to Micro Finance Institutions (MFIs) – Priority Sector status
Standing Liquidity Facilities for Banks and Primary Dealers
Interest Rates on Deposits
Interest Rates on Deposits
Interest Rates on Deposits
Interest Rates on Deposits
2011-0040-Policy-SEBI Notification on NISM – Series VI
2011-0040-Policy-SEBI Notification of the NISM Series - VI Depository Operations Certification Examination - DP
Compliance with Corporate Governance Guidelines (“CG Guidelines”)(Reinsurance)
Compliance with Corporate Governance Guidelines (“CG Guidelines”)(Life)
Pledge of shares for business purposes
Opening of Escrow Accounts for FDI transactions
List of Terrorist Individuals/ Organisations under UNSCR 1267(1999) and 1822(2008) on Taliban/Al-Qaida Organisation
Compliance with Corporate Governance Guidelines (“CG Guidelines”) [803.64KB] [138.5KB] (General )
Know Your Customer (KYC) Norms/ Anti- Money Laundering (AML) Standards/ Combating of Financing of Terrorism (CFT)
List of Terrorist Individuals / Organisations- under UNSCR 1267 (1999)and 1822(2008) on Taliban /AL-Qaida Organisation
Working Group on Information Security, Electronic Banking, Technology Risk Management and Cyber Frauds- Implementation of recommendations
Applications Supported by Blocked Amount (ASBA) facility
Issue of Irrevocable Payment Commitment (IPCs) to Stock Exchanges on behalf of Mutual Funds (MFs) and Foreign Institutional Investors (FIIs)
Foreign investments in India by SEBI registered FIIs in other securities
Foreign Exchange Management Act, 1999 - Advance Remittance for Import of Goods - Liberalisation
2011-0037-Policy-SEBIs Circular - DP
2011-0037-Policy-SEBIs Circular on Limitation period for filing an arbitration reference - DP
Implementation of the Advanced Measurement Approach (AMA) for Calculation of Capital Charge for Operational Risk
Anti-Money Laundering (AML)/Combating of Financing of Terrorism (CFT) - Standards
Anti - Money Laundering (AML)/Combating of Financing of Terrorism (CFT) - Standards
Review of Annual Issuers charges
List of Terrorist Individuals/Organisations - under UNSCR 1267(1999) and 1822(2008) on Taliban/Al-Qaida Organisation
Opening of "Small Account"
Provisioning Coverage Ratio (PCR) for Advances
14 Annexure - Circular for Amendments to Bye Laws in Track changes mode (Issuers & RTAs )
14 Circular for Amendments to Bye Laws (Issuers & RTAs)
Scheme of 1% interest subvention on housing loans upto Rs. 10 lakh - Guidelines
Coins of 25 Paise and below – Withdrawal from Circulation
List of Terrorist Individuals/Organisations - under UNSCR 1267(1999) and 1822(2008) on Taliban/Al-Qaida Organisation
Setting up of Central Electronic Registry under the SARFESAI Act, 2002
2011-0036-Policy-SEBI Order dated April 21, 2011 – Reena Bansal - DP
Coins of 25 Paise and below – Withdrawal from Circulation
List of Terrorist Individuals/Organisations - under UNSCR 1267(1999) and 1822(2008) on Taliban/Al-Qaida Organisation
List of Terrorist Individuals/ Organisations under UNSCR 1267(1999) and 1822(2008) on Taliban/Al-Qaida Organisation
Liquidation of Post-Shipment Rupee Export Credit
Accounting Treatment of Enhanced Provision of Gratuity(Life)
Accounting Treatment of Enhanced Provision of Gratuity(General)
Accounting Treatment of Enhanced Provision of Gratuity(Reinsurance)
List of Terrorist Individuals/Organisations - under UNSCR 1267(1999) and 1822(2008) on Taliban/Al-Qaida Organisation
Submission of system audit reports
13 Circular for Reconversion of Mutual Fund units held in demat form into Statement of Account (SOA) form (Issuers & RTAs